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Stephen KingA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
Andy goes to see Warden Norton. He recounts what Tommy Williams had said to him about Elwood Blatch, but the warden is not overly moved by the information. Instead, he takes an antagonistic approach and accuses Andy of falling for nonsense, saying that he believed Andy was smarter than that. He says to Andy: “Wellnow, you may be indulging in a little selective perception there” (61). Andy’s sense of urgency is eventually replaced by agitation; he simply cannot believe that the warden is as dismissive as he is. Exasperated, he accuses the warden of being “obtuse” which elicits an angry reprimand and an escort to solitary confinement, where he will spend 20 days.
After providing some history of solitary confinement in New England, Red returns to Andy’s predicament. While in solitary, Andy does not relinquish his hopes that e the warden will eventually relent and see that Andy had been falsely accused of double murder, and that he should at least be given a second trial. After leaving solitary, Andy pesters the warden for another interview and after many attempts, he finally secures one. This time, Andy immediately mentions the fact that he has been doing the warden’s dirty work while in prison, and promises that if released, he would not reveal to anyone the kinds of illegal activities the warden has been engaged in.
The warden does not respond as Andy wishes. Instead, he reveals that Tommy has been transferred to a minimum-security prison where he is able to have regular family visits. The warden implies that this is part of a deal that he struck up with Tommy, namely that the warden agrees to transfer Tommy, but if Tommy mentions Andy’s case to anyone, he will end up in an even worse prison than Shawshank. Andy is once again astounded at the warden’s decisions and responds by ending the agreement he has with the warden to do his financial maneuvering. For this, Andy receives 30 days in solitary confinement.
After being released from solitary, Andy’s demeanor begins to change. Red reflects on the nature of this change, which he says lasts four years until 1967. Andy’s general optimism is replaced with a more brooding outlook. Red recounts a conversation that he had with Andy in which Andy reveals that prior to coming to prison, he had a friend, Jim, move money for him. This was performed legally at the outset, but Jim also helped Andy forge a false identity complete with a driver’s license and birth certificate. The money had then been moved from Andy’s account to the account of this fake person, Peter Stevens. Jim had made some investments with the money and had accumulated $370,000.
Andy also reveals an important detail: The money had been placed in a safe deposit box in Peter Stevens’s name, the key for which lies buried under a piece of volcanic rock in the middle of a hayfield in Buxton, Maine. Andy reveals to Red his dreams of one day moving to a place in Mexico called Zihuatanejo, located “a hundred miles northwest of Acapulco on the Pacific Ocean” (72). Andy mentions that he wants to open a small resort there. He will need a righthand man, and asks Red to consider it. Red initially brushes aside the notion, explaining that he has been incarcerated for so long that he likely would never make it on the outside.
Finally, in the last part of this section, Red discusses the history of jailbreaks at Shawshank prison. He says that throughout his time at Shawshank, there has been an average of one escape attempt each month. Most of the fugitives are caught, although there are rare exceptions, which Red chronicles. All told, he speculates that about 10 inmates have successfully escaped the prison. He adds that in all likelihood, the majority of them probably returned to some other prison because they would be ill-equipped to handle life on the outside.
In this section, King examines The Resilience of the Human Spirit. Andy is tested when Tommy Williams reveals the name of his wife’s murderer and Warden Norton refuses to investigate. King evokes a sense of outrage by drawing out the ordeal, and reveals the depths of the warden’s malice. When Andy presses the warden, Norton accuses him of “indulging in a little selective perception (61), enraging Andy. Norton’s villainy is further highlighted when he sends Andy to solitary for 20 days.
King emphasizes Andy’s persistence. After leaving solitary, Andy once again presses the warden. In spite of the warden’s actions, Andy can’t believe that the warden would be so unjust; this reflects Andy’s inherent goodness and sense of optimism. The warden gives Andy another 30 days in solitary, emphasizing how he’s the antagonist to Andy’s hero. Furthermore, he doesn’t just want to physically confine Andy. He wants to break Andy’s spirit. As he says: “It is simply that men like you need to learn humility. Why, you used to walk around that exercise yard as if it was a living room […] But you don’t walk around that way anymore. And I’ll be watching to see if you should start to walk that way again” (68).
Andy is able to carry himself the way he does because, unlike the other inmates, he has a clear conscience. Though he is in prison, he is free. Red observes:
His eyes never got that dull look. He never developed the walk that men get when the day is over and they are going back to their cells for another endless night—that flat-footed, hump-shouldered walk. Andy walked with his shoulders squared, and his step was always light, as if he were heading home (70).
Andy’s gait, as described by Red, demonstrates dignity.
The warden recognizes Andy’s humanity and wants to squelch it. To some extent, he succeeds. Red relays that after Andy’s experience with Norton, “he never became exactly like the others, [but] he did become silent, introspective, and brooding” (70). To become resilient, King implies, one must be tested. In adversity, true mettle manifests. Andy eventually returns to optimism and hope. As the narrative proceeds, it becomes evident that the warden has not defeated Andy at all. Instead, Andy is resilient in the face of extreme adversity, inspiring Red and other inmates at Shawshank.
Andy offers Red a model for discovering his own resilience. He shows Red the power of hope, and how one can embody freedom, even without being physically free. For example, after Andy says that he’ll need a righthand man for his resort, Red says:
[H]e strolled off, as if he were a free man who had just made another free man a proposition. And for awhile just that was enough to make me feel free. Andy could do that. He could make me forget for a time that we were both lifers, at the mercy of a hard-ass parole board and a psalm-singing warden who liked Andy Dufresne right where he was (78).
Andy’s vision for life after Shawshank shows his compassion. It’s not a vision that includes only himself, but a friend.
By Stephen King