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97 pages 3 hours read

J. R. R. Tolkien

The Fellowship of the Ring

Fiction | Novel | YA | Published in 1955

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Book 1, Chapters 3-5Chapter Summaries & Analyses

Book 1, Chapter 3 Summary: “Three Is Company”

Knowing that a sudden departure would only bring more attention to himself and the Shire, Frodo waits until autumn to leave under the pretense of moving back to his childhood village of Buckland. He sells his home, Bag End, to Lobelia Sackville-Baggins, a relative who has long coveted Bilbo’s estate and would have been an heir had Bilbo not adopted Frodo. Neighbors gossip that Frodo has run out of money or that Bilbo has buried treasure.

While the Ring must be destroyed in Mordor, Gandalf tells Frodo they cannot plan so far ahead; first, Frodo should take the Ring to Rivendell, home of the High Elves. There, they will meet at the house of Elrond, king of Rivendell, and discuss their next steps. Gandalf stays in the Shire for two months to watch over Frodo but immediately leaves to the south to investigate disturbing news. He promises to return to the Shire by Frodo’s 50th birthday, the date chosen for their true departure to Rivendell, but he does not show up.

Frodo’s friends Peregrin Took (Pippin), Meriadoc Brandybuck (Merry), and Fredegar Bolger (Fatty) help with Frodo’s move to Buckland, and Merry and Fatty leave in advance to prepare the new house. On the evening of their departure, Frodo overhears a strange visitor enquiring from the neighbors about his whereabouts. While on the road, Frodo, Sam, and Pippin sing songs and camp under the stars, but a menacing presence disrupts their jovial mood. They hide on several occasions from mysterious Black Riders, cloaked men with hidden faces on black horses. The Black Riders appear to smell for Frodo, and on each encounter, he feels an almost irresistible urge to put on the Ring, but fortunately each time the rider retreats.

Avoiding the main road, the travelers walk through the woods and hear singing from Gildor Inglorion and his group of High Elves. The elves walk in a shimmering light as if their feet are moonlit, and they nourish the hobbits with food and drink. Sam, who has long admired the Elves and their songs, is speechless with excitement. As the evening closes, he refuses to leave Frodo’s side and falls asleep at his master’s feet. Gildor confides that he knows Frodo’s journey has something to do with the Enemy, and he advises him not to travel alone and to “[t]ake such friends as are trusty and willing” (83). He confirms Frodo’s fear that the Black Riders are servants of the Enemy but explains no further without Gandalf present. Frodo feels overwhelmed with fear, and Gildor tells him, “Courage is found in unlikely places” (83). Before departing, Gildor promises to inform others to keep a protective watch over Frodo and his friends on their journey.

Book 1, Chapter 4 Summary: “A Short Cut to Mushrooms”

Frodo, Sam, and Pippin awake refreshed and continue the last leg of their walk to reach Bucklebury Ferry and cross the river to Buckland. Frodo begins to fear that he has put his friends in peril and questions whether Sam should still accompany him to Rivendell. Sam assures Frodo that he is determined to go despite the danger and likelihood of not returning. Frodo senses that Sam’s demeanor has become more pensive, and when asked his impression of the Elves, Sam philosophizes, “They seem a bit above my likes and dislikes […] They are quite different from what I expected—so old and young, and so gay and sad” (85). Sam acknowledges that a change has come over him, and he feels a sense of purpose beyond adventure in the journey.

The hobbits spy another Black Rider following their trail and take a shortcut through Farmer Maggot’s land to quickly reach the ferry. As a young hobbit, Frodo received a beating from Maggot for stealing mushrooms in his field and has carried a fear of the farmer and his dogs ever since. Maggot recognizes that Frodo may need help since a Black Rider came to his door earlier seeking information about a Baggins; the farmer, who didn’t like the looks of the stranger, sent him away without telling him anything.

After feeding the hobbits supper, Maggot gives them a ride in his wagon to the ferry. Frodo wishes he had befriended the man sooner, and as they reach the dock, they hear the sound of horse hoofs approaching them. Frodo hides in the wagon, but to everyone’s relief, the rider this time is Merry who has come to find out what has been delaying his friends. As they join Merry and say their farewell and thanks to Maggot, Frodo looks inside the basket the farmer had handed him and sees it is filled with mushrooms.

Book 1, Chapter 5 Summary: “A Conspiracy Unmasked”

The hobbits successfully ferry across the river, and Sam notices a crawling shape following them as he looks back at the bank. They reach Buckland, a region between the Brandywine River and the Old Forest protected by the High Hay, a hedge planted generations ago to protect the eastern borders. The Hobbit citizens of Buckland lock their doors at night, an uncommon practice in the Shire. Merry has prepared three hot baths for the travelers in the new home, and after they enjoy their soaks and Pippin breaks into song, the companions have supper with Fatty Bolger.

Frodo prepares to tell the other hobbits the truth of his plan to leave the Shire, but before he can speak, Merry and Pippin tell him they know all about the Ring and mean to accompany him. Unbeknownst to Frodo, Merry and Pippin have been observing his rueful mood and furtive meetings with Gandalf over the past months and have deduced his intentions of leaving. Merry has known for years that Bilbo possessed a magic ring of invisibility and has secretly read portions of Bilbo’s private memoirs. Merry and Pippin refer to themselves as “conspirators” (101) whose “chief investigator” (103) is none other than Sam.

Frodo is both shocked and relieved that his friends have been spying on him and is grateful for having such “deceitful scoundrels” (103) as friends. Although he is hesitant at first to allow them to join, Frodo remembers Gildor’s advice of not traveling alone and welcomes their company. Sam admits, “We are horribly afraid—but we are coming with you” (103). The hobbits plan to set out the next morning, and at risk of encountering the Black Riders, Fatty Bolger agrees to stay behind to maintain the illusion that Frodo lives in Crickhollow and notify Gandalf of their progress should he return.

Book 1, Chapters 3-5 Analysis

The details of the Shire and its neighboring regions emphasize the charmed and sheltered life of Hobbits. The path from Frodo’s home on Bagshot Row in Hobbiton to the new house at Crickhollow in Buckland traces a realm of ancient trees, quiet streams, and rolling hills. Until now, Frodo’s main antagonists have been only the neighbors with their petty gossip and his childhood fear of Farmer Maggot and his dogs—and even the farmer turns out to be harmless and an ally after all. Only when Frodo leaves the perimeter of the Shire does he encounter the practice of locking doors and building walled defenses. As the hobbits journey farther from home, the atmosphere changes, foreshadowing the peril ahead. And not only do they venture out into darkness, but there is also a sense of the darkness encroaching upon them; the presence of the Black Riders within the borders of the Shire alarms Frodo as he never imagined that trouble would come so close to his door.

Though the hobbits leave behind the idyllic world of the Shire, they take with them a piece of their home: a good will and camaraderie that is like a light in the darkness. The comic hyperbole of Merry and Pippin’s roles as “conspirators” and Frodo’s lighthearted accusation of his friends as “deceitful scoundrels” demonstrate the hobbits’ complete lack of malice, as their bond of friendship and love prevent any real sense of betrayal. The chapters establish the deep bond of friendship among the hobbits and their earnest sense of loyalty to one another. Merry, Pippin, and Sam forego their safety without question as soon as they become aware that Frodo is in danger. Their foundation of trust and friendship are crucial weapons against Sauron, whose powers feed on greed, envy, and ruthless ambition. Sam promises, “You can trust us to stick with you through thick and thin—to the bitter end […] But you cannot trust us to let you face trouble alone, and go off without a word. We are your friends, Frodo” (103). Sam further displays loyalty when he does not leave Frodo’s side during their encounter with the Elves and sleeps at his feet. Even the small consideration of Merry surprising his friends with three bathtubs illustrates the hobbits’ genial interactions. Pippin sings “one of Bilbo’s favourite bath-songs” (99), establishing a tradition of enjoying simple moments, and the hobbits splash and take childlike pleasure in the basic comforts of home.

The juxtaposition of these scenes of domestic cheer and the subsequent terrors of facing evil highlights the purity and sincerity of the hobbits’ nature. Hobbits enjoy six meals a day, relish a good pipe and song, and indulge in hot baths, warm beds, and lively parties. These activities are emblems of pure delight and are never presented as vices of gluttony or sloth. Hobbits possess a lightness and joy that counter the darkness of Sauron and the influence of the Ring, for their main desires are of pleasure, not power. The hobbits do not see the Shire again until the third volume, The Return of the King, but often reminisce about the joyful moments of home as an incentive to accomplish their mission of destroying the Ring and return to their beloved Shire.

These chapters, in providing a sharp contrast to the grave dangers that Frodo and his companions eventually face, also emphasize the hobbits’ admirable and remarkable ability to overcome obstacles. Gildor tells Frodo, “The wide world is all about you: you can fence yourselves in, but you cannot for ever fence it out” (82). The seemingly insignificant Hobbits who have no interest in the events outside their lands nevertheless feel impelled by a moral responsibility to engage in the larger world and become the key figures to fighting evil. In his brief interaction with the Elves, immortals who have experienced millennia of tribulations, Sam experiences a profound change often associated with the trope of the hero’s journey. He claims,

I know we are going to take a very long road, into darkness; but I know I can’t turn back. It isn’t to see Elves now, nor dragons, nor mountains, that I want—I don’t rightly know what I want: but I have something to do before the end, and it lies ahead, not in the Shire. I must see it through, sir, if you understand me (85).

Before the group officially embarks on their mission, Sam gains a worldly perspective and understands his opinion of Elves is less important than the epic histories that the Elves themselves embody: “It don’t seem to matter what I think about them” (85). When he sees the Elves’ simultaneous age and youth, and joy and sadness, it widens his vision of life and gives him a sense of something far beyond himself, even if he doesn’t yet “rightly know” what it is. This fuller perspective consequently acquaints him with the gravity of their quest—and of the consequences of taking action versus remaining sheltered.

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